Due diligence & compliance screening

Due diligence & compliance screening

 

Our Risk & Compliance team combines data mining, data processing and media monitoring capabilities to do research for financial, risk and compliance needs. Each analyst specializes in a set of countries and languages that helps us to make detailed integrity and background checks on any entity or individual, no matter where they are located in the world.

 

 

Problems:

Stretched risk assessment resources.
Exposure to third party bribery and corruption risks.
Cultural differences and ethical issues of operating overseas.
Compliance with anti-money laundering, anti-corruption and
know your customer regulations.

Solution: Data and screening

Building PEPs, SOEs lists and databases.
Building sanction lists on entities or individuals.
Building criminals and AME databases of known offenders.
Providing AML and KYC information, adverse events lists,
watch lists that cover corruption, money laundering, etc.

 

Solution: Due diligence reports

Due Diligence investigation of companies or individuals, based on research in local languages in official and media sources. It examines past business, investment activities, sources of funds and personal wealth combined with screening against OFAC/sanctions lists. It also identifies potentially negative information in court and regulators’ archives and media publications directly or indirectly related to bribery, money laundering, embezzlement, criminal activities, terrorism, human rights violations, etc.

 

Case study

We applied our expertise and language proficiency on Eastern Europe to deliver urgently needed insight into the companies and individuals affected by the sanctions on Ukrainian corporations and individuals imposed by the US and EU regulators. Our English, Russian and Ukrainian language-speaking analysts conducted the source research and performed daily monitoring and updates. The gathered information included sanctioned and related individuals and companies, ownership affiliates. As a result, we delivered daily reports on newly sanctioned individuals and all related entities.

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Ask us about our services. We’ll be happy to help.